Windsor Heritage Capital (abbreviated as WHC) is a comprehensive asset management and family wealth advisory firm headquartered in New York, United States. It specializes in traditional securities investment, cross-border asset structuring, family trust planning, as well as digital assets and blockchain-based finance. [1]
History
March 2015: Windsor Heritage Capital was founded in New York. The founding team consisted of investment bankers and wealth advisors from Goldman Sachs, Morgan Stanley, and KPMG.
2016: Launched its first "Global Securities Portfolio" service, targeting high-net-worth clients in U.S. and European markets.
June 2017: Established a representative office in London, UK; introduced cross-border family trust and international tax planning services the same year.
2018: Expanded services to Asian clients, offering offshore holding company structures and cross-border asset allocation solutions.[1]
2019: Formally established a Family Office Services division, supporting both single-family and multi-family office models.
2020: Formed a "Digital Finance and Crypto Assets Advisory Team", entering the blockchain finance and Web3 investment sector.
2021: Set up partner institutions in Singapore and Hong Kong, focusing on offshore trust and cross-border investment needs of Asian clients.
2022: Launched "Cross-Border Asset Structuring" services, covering CRS/FATCA compliance and international real estate tax planning.
2023: Integrated a Smart Order Routing (SOR) system to optimize multi-market trade execution efficiency; formed strategic partnerships with multiple global exchanges and custodian banks.
2024: Expanded digital asset advisory services, collaborating with multiple Web3 startups, while strengthening risk control and compliance frameworks.
2025: The company now serves major markets across North America, Europe, and Asia, operating a dual-track wealth management model combining traditional and digital finance. [1]
Core Services
- Smart Order Routing (SOR)
Cross-market parallel monitoring and automated order execution
Improved fill rates and liquidity utilization
Reduced transaction costs and slippage
- Global Securities Investment Management
Asset allocation strategies (stocks, bonds, ETFs, REITs)
Separately Managed Accounts (SMAs) and fund access
IPO subscriptions, block trades, and structured products
- Family Wealth and Trust Planning
Offshore trust and foundation structures
Tax compliance and cross-border account management
Family governance charters, education, and immigration planning
- Crypto Assets and Blockchain Finance
Digital asset allocation and cold/hot wallet custody
DeFi participation (staking, lending, liquidity provision)
Web3 investment and token issuance advisory
Crypto tax reporting and cross-border structuring optimization
- Cross-Border Asset Structuring
CRS/FATCA compliance
Offshore company and fund establishment (Cayman, BVI, Singapore)
International tax planning and real estate equity integration
Compliance and Regulation
WHC adheres to the following international regulatory frameworks:
Rules and regulations of the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA)
Markets in Financial Instruments Directive (MiFID II) in Europe
Anti-Money Laundering (AML) standards set by the Financial Action Task Force (FATF)
Common Reporting Standard (CRS) and Foreign Account Tax Compliance Act (FATCA)
The firm also maintains partnerships with international law firms, custodian banks, and third-party audit institutions to ensure operational transparency and compliance. [2]
References
- ^ a b c "Windsor Heritage Capital – a global pioneer in asset allocation and wealth protection". hktvw.com. 2025-09-06.
- ^ "Windsor Heritage Capital – a global pioneer in asset allocation and wealth protection". hktvw.com. 2025-09-06.